Legally Speaking by Roger Tan
Who a former judge later associates with and what he subsequently does or says will still be closely
scrutinised by the public.
THE morning after I retired, a
Rolls Royce arrived at my house with a message that I was required to attend a
very important board meeting. Without further ceremony, I was taken to the
penthouse of the Chartered Bank. Here, I was appointed chairman and required to
call the meeting to order.
“There were only three items on
the agenda. Caviar, champagne and any other matters arising therefrom. At noon,
we adjourned to a private room in the Shangri-La for a sumptuous lunch. When I
was driven back home at 3pm, I greatly regretted I had not retired years
earlier!”
Those were the bantering words of
one of Malaysia’s most celebrated judges, Tun Mohamed Suffian, at a dinner
given in his honour shortly after his retirement as Lord President on Nov 12,
1982. At first glance, these may well be facetious remarks, but it does go to
show that a retired judge can be commercially marketable and become an asset
for any organisation to be associated with.
Needless to say, who an ex-judge
later associates with and what subsequently he does or says will still be
closely scrutinised by the public. His judicial conduct during his
pre-retirement or resignation days may even be called into question if he later
exhibits strong inclinations or preferences whether politically, socially or
morally.
However, currently, the Judges’
Code of Ethics 2009, made pursuant to Article 125(3B) of the Federal
Constitution, does not deal with the conduct of judges after their retirement
or resignation. Hence, an ex-judge will have to be guided by his own conscience
when he embarks on any post-retirement activities. Most of them will become an
arbitrator or join a legal firm as its consultant or a statutory body as its
chairman. To date, only three are said to have returned to the court as counsel
– Tun Mohamed Salleh Abas, Datuk Kamalanathan Ratnam (better known as R.K.
Nathan) and Datuk Gopal Sri Ram.
For Abas, with respect, he had
not been winning many cases. Neither, in my view, had he been treated with the
respect he should deserve by some members of the Bench. I must say I felt
rather sorry for him. But apart from being a consultant of a legal firm, he
also went on to become an elected state assemblyman for PAS and a state
executive councillor of Terengganu.
For Ratnam, he created
controversy in the case of Perbadanan Pembangunan Pulau Pinang v Tropiland Sdn
Bhd (2009) when he attempted to act as a counsel for the defendants in two
consolidated suits over matters which he had previously presided for no less
than 13 times when he was a High Court judge in Penang. It was argued, inter
alia, that his appearance would “be beneficial to the legal fraternity
considering his past experience and expertise”. The court would have nothing of
this and disqualified him as counsel.
For Ram, he had a great maiden
appearance as a “judge counsel” before a five-bench Federal Court on July 18.
It was also reported that after the hearing ended, lawyers and chambering
students were seen taking photographs with him.
To the Bar Council, it now
appears that it is dead set against any ex-judge of the superior courts (High
Court, Court of Appeal and the Federal Court) appearing in court as counsel. Of
course, one would wonder why only now the Bar had expressed its disapproval.
But certainly if this is wrong, then two wrongs cannot make a right.
Chief Justice Tun Arifin Zakaria
even weighed in to give his approval, adding that advantages would outweigh
disadvantages as the judge counsel could share his experience with the Bench
but the Bench would still decide each case based on its merits.
Writing for the Malaysian
Judiciary Yearbook 2011, former Court of Appeal judge Tan Sri V. C. George
(who, together with former Chief Justice Tun Mohamed Dzaiddin Abdullah, are now
consultants to the same legal firm) argued in his article, “Appearance in Court
by Retired Judges of the Superior Courts”, that it is timely that all
stakeholders should meet and form a consensus on the ethical principles of such
a practice.
I could not agree more with him
as this has now become a cause celebre especially in Malaysia when there is no
statutory prohibition against this. It is, therefore, germane to look at how
other Commonwealth jurisdictions deal with it.
In England, when former Lord
Chancellor and Secretary of State for Constitutional Affairs Lord Falconer
first informed the judiciary headed by Lord Chief Justice Lord Phillips in
October 2005 that the British government had decided that judges below High Court
level should be able to return to practice, the Judges’ Council immediately set
up a working party to study the issue and formulate a response.
In January 2006, the group came
to a unanimous conclusion that the current convention against retired judges
returning to legal practice should be adhered to by all members of all levels
of the judiciary.
It added that it was not
persuaded that adequate safeguards or conditions could be put in place which
would overcome the objections of principle to departing from this established
convention.
Recognising that there would be a
danger of pomposity and excessive self-importance, the group concluded that the
major objection to removing this prohibition is that “if return to practice
became the norm or even something which was overtly permitted or encouraged, it
would inevitably diminish the standing of the judiciary and seriously weaken
its independence”.
In November 2007, Falconer’s
successor, Jack Straw, announced that this convention would stay.
In fact, Lord Dilhorne once said:
“... It should be clear, surely, to everyone at the Bar that if one accepts a
judicial appointment, there are obligations attached to it that one cannot
return to the Bar and practise as a barrister and that, having embarked on a judicial
career one is under a moral obligation to do the job and not give it up in
favour of one that appears more attractive.”
Similarly, the great Lord Denning was in favour of the convention, arguing that if allowed, the sitting judge
would have his eye too much on what he was going to do when he retired.
Perhaps, it is best summed up by Lord Bingham in his lecture and essay,
“Judicial Ethics”: “... On becoming a judge, a practitioner ceases to be a
barrister or a solicitor (whether he remains on the roll or not) and becomes
solely a judge, with the result that on retirement he lacks any qualification
to practise. I would for my part be very sorry to see that rule eroded.”
In Australia, this issue was
extensively discussed by Justice J.B. Thomas in his book, Judicial Ethics in
Australia, with particular reference to what the late Dame Roma Mitchell, a
distinguished judge who later became Governor of South Australia, said that
“acceptance of a judicial appointment should have, as a corollary the final farewell
to the Bar”.
Even though some law bodies in
the states of Australia impose a cooling off period for a retired judge to
return to practice, there are state laws which provide that a retired judge
will lose his judicial pension if he returns to practice, such as Section
83(4)(ii) of Constitution Act 1975 of Victoria and Section 15(1) of Judges’
Salaries and Pensions Act 1950 of Western Australia. In India, Articles 124(7)
and 220 of the Indian Constitution disallow and impose restrictions on ex-judges
pleading or acting in any court or before any authority.
All said, the jurisdiction most
relevant to us would be Singapore. Under Section 26(2) of its Legal Profession
Act (Chapter 161), an ex-judge or judicial commissioner of the High Court or
Court of Appeal of Singapore who has held office for a period of three years or
more will only be allowed to practise as a solicitor but not an advocate or
counsel. However, it is interesting to see that Section 26(1)(d) totally
proscribes any ex-judge who has served for three years or more as a judge or
judicial commissioner of the Supreme Court and High Court of Malaysia to
practise as an advocate and solicitor in Singapore. Even though this section
requires an amendment to state correctly the names of our superior courts, what
is clearly intended is to bar all our ex-judges of at least three years’
standing to practise in Singapore.
In other words, ex-judges of
Malaysia including Abas, Ratnam and Ram are barred from practice in Singapore
but not in Malaysia because there is no similar prohibition expressed in
Section 30 of our Legal Profession Act, 1976 (LPA)! Further, the aforesaid
Section 26 has not been declared to be contrary to Article 9(1) of Singapore
Constitution which is identical to Article 5(1) of our Federal Constitution.
This means an ex-judge’s right to livelihood has not been deprived by this
statutory restriction, and I agree this is rightly so because he can still
practise as a solicitor. A person’s life and liberty would be best protected if
we have an independent judiciary.
It follows a judge’s duty to
uphold and protect the independence and integrity of the judiciary does not
cease upon his retirement or resignation. He and his clients will be perceived
to have an unfair advantage if he is allowed to appear as a counsel. Surely, we
cannot allow a retired senior judge appearing before a magistrate to ask the
latter to follow the former’s decision made when he was a judge of a higher or
the highest court! But it is not objectionable if he undertakes national
service by arguing as counsel for the country before international courts and
tribunals.
In fact, because a judicial
appointment is always regarded as a farewell to the Bar, many senior lawyers
including yours truly have refrained from applying to join the judicial
service. This is an unwritten convention. Now that it has been shown that our
ex-judges, unlike British judges, cannot be relied upon to observe this
convention, the Bar must now initiate an amendment to Section 30 of our LPA.
Without this, the perception of a possible bias can be a constant threat to the
administration of justice in Malaysia.
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